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The firm offers clients two different fee structure options, one based solely on client assets under management (Traditional Fee), or one based on a combination of assets and performance (Performance-based Fee). While the performance-based fee structure aligns the interests of management with those of the client’s results, it may create an incentive for the firm to recommend riskier investments to generate higher returns. Further, since the firm also manages client accounts that do not pay performance-based fees, it may create an incentive for the firm to favor performance-based fee accounts. However, as a fiduciary, the firm aims to act in the best interest of its clients and subscribes to managing traditional fee and performance-based fee clients in a similar fashion.
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Main Street Research is independent of and unaffiliated with Financial Advisor Magazine (FA Magazine), the creator of the 2016 Registered Investment Advisor (“RIA”) Survey & Ranking. The rating noted was given based on specific criteria and methodology defined by FA Magazine. Main Street Research did not pay a fee to be included in the database. FA Magazine ranked 610 RIA participants based solely on the growth rate of discretionary and non-discretionary assets under management as reported on their firms’ 2014 and 2015 form ADV. The ratings are for informational purposes only and no warranty is either expressed or implied by their presentation. The ratings may not be representative of any one client’s experience because it reflects an average of all, or sample of all, the experiences of an adviser’s clients. Main Street’s receipt of such rating should not be considered a guarantee of future performance or results.
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