Chief Compliance Officer
Over the years, Tito has garnered extensive experience in the global asset management industry, which includes over 23 years in the Investment Company/Investment Adviser and international compliance areas. He is focused on the areas of regulatory exams, annual reviews, mock SEC exams, policies and procedures development, advertising and marketing reviews and creating a strong culture of compliance. Before joining Main Street Research, Tito was President of a Southern CA compliance consulting firm, where he led the compliance consulting practice to identify and execute new business strategies that resulted in significant new client’s acquisition and growth. In addition, he provided proactive compliance advice to clients on Investment Adviser (Rule 206(4)-7), Investment Company (Rule 38a-1) and Private Fund Compliance Programs. Prior to his consulting roles, Tito spent over 13 years as Chief Compliance Officer of a major multinational Fund company, and over 16 years at another Fund company in various compliance and accounting positions.
Tito is former board member of the National Society of Compliance Professionals and co-chair of the Bay Area CCO committee. He is a thought leader in the compliance profession and often speaks at industry compliance conferences and seminars. When Tito is not pursuing his passion for compliance and mentoring other compliance professionals, he likes to spend time with his family, travel, and play tennis and cricket.